Investor Charter

Details of business transacted by the Research Analyst with respect to the investors.

Details of grievance redressal mechanism and how to access it.

Expectations from the investors (Responsibilities of investors)

Do’s

Always deal with SEBI registered Research Analyst.

Ensure that the Research Analyst has a valid registration certificate.

Check for SEBI registration number.

Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14. Always pay attention towards disclosures made in the research reports before investing.

Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.

Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.

Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.

Inform SEBI about Research Analyst offering assured or guaranteed returns.

Dont’s

Do not provide funds for investment to the Research Analyst.

Don’t fall prey to luring advertisements or market rumours.

Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.

Do not share login credentials and password of your Trading and Demat Account with the Research Analyst.

Details

Details of Complaints

Data for the month ending - June 2022

S/N Received From Pending at the end of Last Month Received Resolved* Total Pending# Pending complaints > 3months Average Resolution time^ (in days)

Data for the month ending - June 2023

S/N Month Carried forward from previous month Received Resolved* Pending#

1

April'23

0

0

0

0

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

Data for the month ending - Apr 2024

S/N Month Carried forward from previous month Received Resolved* Pending#

4

April'24

0

0

0

0

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.

Data for the month ending - May 2024

S/N Month Carried forward from previous month Received Resolved* Pending#

4

May'24

0

0

0

0

*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.

Compliance from Stockwins

Information regarding Investor Complaint / Grievance Redressal Mechanism in Accordance with SEBI Circular No CIR/MIRSD/3/2014 dated 28th August 2014 Dear Traders/Investors If you have any complain or grievance against stockwins.in, we request you please follow the below step given below to register your complain/ grievance with stockwins.in

  1. All Traders or Investors having complain or grievance against stockwins.in share service shall write a e-mail at sales@stockwins.in To ensure timely recording and recognition of the grievance or complaint our Customer Executive will answer in 48 hours.
  2. In case Trader or Investor is not satisfied with the response, the complain or grievance can be escalated to Compliance officer at sales@stockwins.in with the subject of Complaint to Compliance officer. He shall ensure to resolve your complain or grievance within 3 working days.
  3. If Traders or Investors is not satisfied with compliance officer’s redressed and wants to escalate the complain or grievance to higher authority, Please call to 9152475442.
  4. If you are not satisfied with the response from Stockresearchers.com, then you can contact SEBI through their Grievance Redressal Portal at http://scores.gov.in or you may also write to any offices of SEBI. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link:

Data for the month ending - Apr 2024

S/N Month Carried forward from previous month Received Resolved* Pending#

4

Apr'24

0

0

0

0

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

Data for the month ending - August 2023

S/N Month Carried forward from previous month Received Resolved* Pending#

4

August'23

0

0

0

0

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.

Data for the month ending - Sept 2023

S/N Month Carried forward from previous month Received Resolved* Pending#

4

Sept'23

0

0

0

0

*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.